An exciting opportunity has arisen to work in the Quality and Risk Management Team of a top 10 based practice, based in London. As Investigations Director, you will provide leadership, guidance, and tools to help partners and staff manage quality and risk matters so they can win and retain profitable clients.
The team is comprised of a Legal Team, an Advisory and Compliance Team, and an Information Security Team.
The role encompasses investigating and managing practice protection matters to achieve the best possible outcomes. The types of matters likely to require investigation and resolution include regulatory investigations and enforcement actions (in particular, ICAEW investigations and FRC case examination and enforcement investigations), claims and complaints, whistleblowing reports, and prior-year restatements of the financial statements of audit clients.
Duties will include:
Day to day management of practice protection matters which require highly exp...
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